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Neal S. Robb

See more on Neal S. Robb

Partner
Stradley Ronon Stevens & Young, LLP



Email: nrobb@stradley.com

Neal Robb has represented financial services firms and their executives for more than four decades in a broad range of complex, high-stakes commercial and general business litigation.

UC Hastings COL; San Francisco CA



Columns
Title Category Published
Brokers confront increased dispute risk as AI adoption by self-directed investors accelerates Apr. 8, 2026

Verdicts & Settlements
Case Name Topic Role Published
R.S.S. McKosky, Tatyana McKosky v. Questar Capital Corporation, Cion Securities, LLC, Carl Dorsey Cornaglia, Douglas S. Crossman, Mark Gatto, Michael Adam Reisner Securities Respondent Jul. 31, 2020
Justin John Pearce v. J.P. Morgan Securities, LLC, successor to Chase Investment Services Corp. Securities Claimant Jun. 26, 2020
Frank Meyers, individually; and Frank Meyers on behalf of the Frank Meyers Family Trust; Kepner Plastics Profit Sharing Plan; Meyers FLP; and Meryl Lee on behalf of the Calle Mayor Trust v. Morgan Stanley Securities Respondent Jan. 11, 2019
Richard Long v. Ruben Cavada, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc. Securities Respondent Feb. 2, 2018
ABS Manager LLC v. Morgan Stanley Smith Barney LLC, Amherst Pierpont Securities LLC, National Alliance Securities LLC Securities Respondent Sep. 1, 2017
Sheldon Soule and Shauna Soule v. Wells Fargo Bank, N.A., et al. Consumer Law Defendant Aug. 13, 2016
Donald A. Bowman, Eileen H. Bowman v. UBS Financial Services Inc. Securities Respondent Apr. 4, 2015
Joseph E. Czarnecki, Nancy S. Czarnecki v. First Allied Securities Inc., Raymond Joseph Lucia Sr., John Joseph Parrillo Jr., Raymond J. Lucia Companies Inc., RJL Wealth Management LLC, Securities America Inc., Michael Sztrom Securities Respondent Feb. 8, 2014
Easton Limited Partneship v. Fidelity Brokerage Services LLC, Neuberger Berman LLC, Douglas Andrew Rachlin, Henry B. Robertson III Securities Respondent Aug. 18, 2012
Margaret A. Wendt v. UBS Financial Services Inc. Securities Respondent Mar. 17, 2012
Greystone Park Mobile Homes Inc., Joseph J. Guidish Sr., Jerome J. Guidish v. Maureen Maloney Securities Respondent Jan. 7, 2012
Edward Blackoff, Trustee of the Revocable Living Trust of Edward and Sasa Blackoff NNN Aventura Harbor 14 LLC v. Jeffrey S. Gurman, Damien P. Gallagher, Grubb & Ellis Securities Inc., Woodbury Financial Services Inc. Securities Respondent May 7, 2011
Alfred L. Davenport Jr., individually and as Co-Trustee of the A.L. Davenport Trust Nadine Ganley, as Co-Trustee of the A.L. Davenport Trust and as Attorney-in-Fact for A.L. Davenport Jr. v. UBS Financial Services Inc., Donald L. Gorsch, Bjorn Hauerbach, Edward Y. Tom, UBS Bank USA, UBS Securities Respondent Sep. 4, 2010
Sterling Casualty Insurance Company, H&H Agency Inc., D&H Claims Services Inc. v. Bear Stearns & Co. Inc. nka J.P. Morgan Securities Inc., CIBC World Markets Corp., Wachovia Securities LLC, Oppenheimer & Co. Inc., Michael Horaney Securities Respondent Jan. 24, 2009
Michael Waks v. Lehman Brothers Inc., David Goodenough, Melody Li, Thomas H. Birk Contracts Respondent Oct. 11, 2008
Case Name Topic Role Published
R.S.S. McKosky, Tatyana McKosky v. Questar Capital Corporation, Cion Securities, LLC, Carl Dorsey Cornaglia, Douglas S. Crossman, Mark Gatto, Michael Adam Reisner Securities Respondent Jul. 31, 2020
Justin John Pearce v. J.P. Morgan Securities, LLC, successor to Chase Investment Services Corp. Securities Claimant Jun. 26, 2020
Frank Meyers, individually; and Frank Meyers on behalf of the Frank Meyers Family Trust; Kepner Plastics Profit Sharing Plan; Meyers FLP; and Meryl Lee on behalf of the Calle Mayor Trust v. Morgan Stanley Securities Respondent Jan. 11, 2019
Richard Long v. Ruben Cavada, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc. Securities Respondent Feb. 2, 2018
ABS Manager LLC v. Morgan Stanley Smith Barney LLC, Amherst Pierpont Securities LLC, National Alliance Securities LLC Securities Respondent Sep. 1, 2017
Sheldon Soule and Shauna Soule v. Wells Fargo Bank, N.A., et al. Consumer Law Defendant Aug. 13, 2016
Donald A. Bowman, Eileen H. Bowman v. UBS Financial Services Inc. Securities Respondent Apr. 4, 2015
Joseph E. Czarnecki, Nancy S. Czarnecki v. First Allied Securities Inc., Raymond Joseph Lucia Sr., John Joseph Parrillo Jr., Raymond J. Lucia Companies Inc., RJL Wealth Management LLC, Securities America Inc., Michael Sztrom Securities Respondent Feb. 8, 2014
Easton Limited Partneship v. Fidelity Brokerage Services LLC, Neuberger Berman LLC, Douglas Andrew Rachlin, Henry B. Robertson III Securities Respondent Aug. 18, 2012
Margaret A. Wendt v. UBS Financial Services Inc. Securities Respondent Mar. 17, 2012
Greystone Park Mobile Homes Inc., Joseph J. Guidish Sr., Jerome J. Guidish v. Maureen Maloney Securities Respondent Jan. 7, 2012
Edward Blackoff, Trustee of the Revocable Living Trust of Edward and Sasa Blackoff NNN Aventura Harbor 14 LLC v. Jeffrey S. Gurman, Damien P. Gallagher, Grubb & Ellis Securities Inc., Woodbury Financial Services Inc. Securities Respondent May 7, 2011
Alfred L. Davenport Jr., individually and as Co-Trustee of the A.L. Davenport Trust Nadine Ganley, as Co-Trustee of the A.L. Davenport Trust and as Attorney-in-Fact for A.L. Davenport Jr. v. UBS Financial Services Inc., Donald L. Gorsch, Bjorn Hauerbach, Edward Y. Tom, UBS Bank USA, UBS Securities Respondent Sep. 4, 2010
Sterling Casualty Insurance Company, H&H Agency Inc., D&H Claims Services Inc. v. Bear Stearns & Co. Inc. nka J.P. Morgan Securities Inc., CIBC World Markets Corp., Wachovia Securities LLC, Oppenheimer & Co. Inc., Michael Horaney Securities Respondent Jan. 24, 2009
Michael Waks v. Lehman Brothers Inc., David Goodenough, Melody Li, Thomas H. Birk Contracts Respondent Oct. 11, 2008
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