Securities,
Criminal
Dec. 23, 2019
SEC says Sacramento radio financial adviser defrauded hundreds of elderly clients
The U.S. Securities and Exchange Commission on Friday charged Sacramento radio host and Springer Investment Management Inc. owner Keith Springer with defrauding hundreds of retired and near-retired clients.
The U.S. Securities and Exchange Commission on Friday charged Sacramento radio host and Springer Investment Management Inc. owner Keith Springer with defrauding hundreds of retired and near-retired clients.
Filed in the Eastern District of California, the complaint alleges Springer received hundreds of millions of dollars in compensation and other benefits dating back to 2014 for recommending investments to his clients while active...
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