58163 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Settlement |
Kayla Ann Roderick Trust, O... |
Mar. 31, 2012
Jan. 20, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$58,328
|
$58,328
|
Anthony J. Battaglia | Securities and Exchange Com... |
Sep. 20, 2024
May 10, 2024 |
|
Securities
Securities Fraud |
Injunctive Relief | Stanley Blumenfeld Jr. | Securities and Exchange Com... |
Jul. 30, 2021
Jul. 2, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$601,500,000
|
$601,500,000
|
In re Countrywide Financial... |
Apr. 2, 2011
Mar. 4, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Defense |
Joseph J. Bahuth, Angele Ba... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Mark Robert Fasano, John Ed... |
Mar. 22, 2014
Mar. 6, 2014 |
|
|
Securities
NASD
Verdict:
-$1
|
-$1
Respondent. |
Bryan Silagy v. Woodbury Fi... |
Dec. 16, 2006
Aug. 11, 2006 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Bart Sullivan Inc., Bart Su... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Commodities |
Dismissal | Jeffrey S. White | Sung Kim, et al. v. Allakos... |
Mar. 24, 2023
Dec. 6, 2022 |
|
Securities
Securities Fraud |
Dismissal | Lucy H. Koh | Roger A. Ikeda, Individuall... |
Feb. 4, 2022
May 6, 2021 |
|
Securities
Securities Fraud
Verdict:
$3,500,000
|
$3,500,000
|
Fred W. Slaughter | Timothy Brady v. Delta Ener... |
Aug. 30, 2024
|
|
Securities
Securities Exchange Act
Verdict:
$3,500,000
|
$3,500,000
|
Stephen V. Wilson | Securities and Exchange Com... |
Apr. 23, 2021
Mar. 30, 2021 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Lyle W. Swenson Jr., Michel... |
Feb. 25, 2012
Jan. 20, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$129,000,000
|
$129,000,000
|
William H. Alsup | The Police Retirement Syste... |
May 21, 2021
Apr. 30, 2021 |
|
Securities
Expungement |
Expungement | Robert D. Sussin | Allen Frances Schreiber v. ... |
Jan. 11, 2019
Nov. 6, 2018 |
|
Securities
Fraud
Verdict:
$872,000
|
$872,000
|
Securities and Exchange Com... |
Dec. 29, 2007
Sep. 12, 2007 |
|
|
Securities
Fraud
Verdict:
$185,946
|
$185,946
|
U.S. Securities and Exchang... |
Feb. 14, 2009
Nov. 12, 2008 |
|
|
Securities
Securities Exchange Act |
Dismissal | Amy D. Hogue | Yogina Rezko v. XBiotech In... |
Mar. 1, 2019
Nov. 27, 2018 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,726,880
|
$1,726,880
|
Thomas Brookhouzen, Hugh Da... |
Jul. 3, 2010
May 27, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$775,000
|
$775,000
|
Christina A. Snyder | Ashkan Farazmand, derivativ... |
Jan. 10, 2025
Oct. 30, 2024 |
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Susan L. Greenberg | In re: Tintri Inc. Securiti... |
Dec. 20, 2024
Jan. 11, 2024 |
|
Securities
Securities Fraud
Verdict:
$90,535
|
$90,535
|
Mark C. Scarsi | Securities and Exchange Com... |
Jan. 8, 2021
Dec. 8, 2020 |
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In Re Finisar Corporation S... |
Feb. 9, 2013
Jan. 16, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Georgia Alexander v. Citigr... |
Dec. 14, 2013
Apr. 10, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Isaac Applbaum, individuall... |
Dec. 25, 2009
Nov. 10, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Eric T. Besag, Eric T. Besa... |
Feb. 19, 2011
Jan. 6, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Patricia A. Meyer, Robert H... |
Dec. 19, 2009
Oct. 31, 2009 |
|
|
Securities
Securities Exchange Act |
Dismissal | Haywood S. Gilliam Jr. | In re Nektar Therapeutics S... |
Jan. 22, 2021
Dec. 30, 2020 |
|
Securities
Commodities
Verdict:
$125,000,000
|
$125,000,000
|
New Orleans Employees' Reti... |
Sep. 24, 2011
Jul. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claims Denied |
Muri Trust, Mary K. Byrnes,... |
Oct. 1, 2011
Jul. 19, 2011 |