58163 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Jun. 7, 2014
May 19, 2014 |
|
|
Securities
Negligence |
Expungement | Walter S. Schwartz | Janet E. Russ, individually... |
Jan. 12, 2018
Jul. 26, 2017 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Estate of Chaille M. Love, ... |
Jan. 16, 2010
Dec. 14, 2009 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Donald J. Kinosian DDS Inc.... |
Jan. 19, 2013
Dec. 31, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Pat Seidler v. Crown Capita... |
Oct. 4, 2014
Sep. 10, 2014 |
|
|
Securities
Derivative Suit
Verdict:
-$1
|
-$1
Equitable Agreement |
In re Sequenom, Inc. Deriva... |
Sep. 25, 2010
Jul. 26, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Rackable Systems Inc.... |
Sep. 25, 2010
Sep. 8, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Thomas Frances Nelson v. UB... |
Jan. 3, 2015
Apr. 29, 2014 |
|
|
Securities
Expungement |
Claimant | George L. Tindall | Steven Craig Henningson v. ... |
Nov. 29, 2019
Oct. 8, 2019 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
John Yarbrough v. Citigroup... |
Jan. 16, 2010
Dec. 10, 2009 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Teresa Sue Harmon v. Wells ... |
May 24, 2014
May 2, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal in part |
In re Hot Topic Inc. Securi... |
Jan. 3, 2015
May 2, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$160,500,000
|
$160,500,000
|
In re Broadcom Corp. Class ... |
Feb. 6, 2010
Dec. 29, 2009 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Mixed Decision |
Reuben Vollmer v. Genesis C... |
May 2, 2015
Mar. 19, 2015 |
|
|
Securities
|
Respondent | Mauricio Contreras Pallares... |
Aug. 7, 2020
May 13, 2020 |
|
|
Securities
Fraud
Verdict:
$7,500,000
|
$7,500,000
|
People of the State of Cali... |
Nov. 29, 2008
Sep. 2, 2008 |
|
|
Securities
Breach of Contract
Verdict:
$1,165,000
|
$1,165,000
|
Albertus Niehuis Jr., Andre... |
May 24, 2014
Apr. 30, 2014 |
|
|
Securities
Employment
Verdict:
$222,750
|
$222,750
|
Joseph Alan Seidler v. Kevi... |
Jan. 4, 2014
Dec. 6, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$4,570,520
|
$4,570,520
|
Guadalupe Sandoval, Javier ... |
Jan. 4, 2014
Dec. 6, 2013 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In Re Finisar Corporation S... |
Feb. 9, 2013
Jan. 16, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$6,750,000
|
$6,750,000
|
Claudia Wilken | In re: GoPro Stockholder De... |
Jan. 6, 2023
Jul. 28, 2021 |
|
Securities
Securities Fraud
Verdict:
$542,768
|
$542,768
|
Jesus G. Bernal | Securities and Exchange Com... |
Oct. 8, 2021
Aug. 4, 2021 |
|
Securities
Commodities
Verdict:
$4,906,950
|
$4,906,950
|
Jon S. Tigar | Securities and Exchange Com... |
Mar. 22, 2024
May 30, 2023 |
|
Securities
Negligence |
Respondent | Derek Tumulak v. E*TRADE Se... |
Sep. 4, 2020
Jul. 17, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$6,400,000
|
$6,400,000
|
Peter Kirwan | City of Warren Police and F... |
Sep. 15, 2017
Jul. 28, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Denial |
Robert Stafford Sr., Cynthi... |
Dec. 17, 2011
Nov. 16, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
Cathy A. Bencivengo | Todd Schueneman, et al. v. ... |
Jul. 31, 2020
Jun. 12, 2020 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Cindy Bridges-Ross v. Morga... |
Dec. 17, 2011
Nov. 15, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$640,000
|
$640,000
|
George H. Wu | Scott C. Hartman, individua... |
Aug. 12, 2022
Feb. 18, 2021 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Denial |
Cynthia L. Stirling, Cynthi... |
Dec. 17, 2011
Nov. 23, 2011 |