58163 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Fraud
Verdict:
$73,150,000
|
$73,150,000
|
Securities and Exchange Com... |
Nov. 6, 2010
Oct. 16, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
10100 Culver City LLC, Farr... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jamal Abdul-Kabir, Joyce L.... |
Oct. 20, 2012
Sep. 25, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$1,800,000
|
$1,800,000
|
Securities and Exchange Com... |
Apr. 6, 2013
Mar. 19, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jason Roberts Coles v. Well... |
Jun. 30, 2012
Aug. 24, 2011 |
|
|
Securities
Expungement |
Expungement | Barbara M. Zak | Antoine Nabih Souma v. UBS ... |
Apr. 19, 2019
Feb. 4, 2019 |
|
Securities
Fraud
Verdict:
$47,449
|
$47,449
|
Chris Vovos v. The Boston G... |
Jun. 27, 1998
May 14, 1998 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$667,725
|
$667,725
|
Gerald W. Hepp | Carpenter Law Firm Defined ... |
Jun. 14, 2019
Apr. 29, 2019 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Jun. 7, 2014
May 19, 2014 |
|
|
Securities
Broker Fraud
Verdict:
$0
|
$0
|
Runston G. Maino | Alvin Ostrow v. Jerome Smit... |
Aug. 10, 1996
Mar. 12, 1996 |
|
Securities
Securities Fraud
Verdict:
$105,000
|
$105,000
|
Theodore Zimbelman v. Kyle ... |
Feb. 4, 2017
Dec. 1, 2016 |
|
|
Securities
Verdict:
$1,500,000
|
$1,500,000
|
Thomas S. Hixson | United States of America v.... |
Apr. 1, 2022
Mar. 3, 2022 |
|
Securities
Securities Fraud
Verdict:
$3,250,000
|
$3,250,000
|
In re Orion Securities Liti... |
Feb. 19, 2011
Jan. 3, 2011 |
|
|
Securities
NASD
Verdict:
$1,560,000
|
$1,560,000
|
Lance R. Freed, Judith Fish... |
Nov. 11, 2006
Jan. 25, 2006 |
|
|
Securities
Breach of Contract
Verdict:
$119,990,000
|
$119,990,000
|
Real Estate Capital Managem... |
Jun. 14, 2008
Apr. 14, 2008 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Carolyn Erskine v. Michael ... |
Dec. 20, 2014
Nov. 18, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$8,100,000
|
$8,100,000
|
Denis Doyle and Gloria Doyl... |
Jul. 16, 2016
May 31, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Cindy Bridges-Ross v. Morga... |
Dec. 17, 2011
Nov. 15, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Equitable Settlement |
Damien Moore v. Charles Sch... |
May 26, 2012
Apr. 17, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$19,250,000
|
$19,250,000
|
Robert D. Foiles | In re: Eventbrite Inc. Secu... |
Dec. 17, 2021
Nov. 5, 2021 |
|
Securities
Negligence |
Respondent | Ruth Forester v. Randall Sc... |
Jul. 17, 2020
Mar. 19, 2020 |
|
|
Securities
Securities Fraud |
Dismissal | Lucy H. Koh | Roger A. Ikeda, Individuall... |
Feb. 4, 2022
May 6, 2021 |
|
Securities
NASD
Verdict:
-$1
|
-$1
Respondent |
Leprino Foods Co. v. BNY Me... |
Nov. 3, 2012
Oct. 9, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$458,000
|
$458,000
|
Wachovia Securities LLC v. ... |
Dec. 22, 2012
Nov. 29, 2012 |
|
|
Securities
Breach of Contract
Verdict:
$65,000,000
|
$65,000,000
|
In Re KLA-Tencor Corporatio... |
Feb. 23, 2008
|
|
|
Securities
Securities Fraud
Verdict:
$778,333
|
$778,333
|
Dan Katz, individually and ... |
Aug. 3, 2013
Jul. 12, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Mid Coast Builders Supply I... |
May 8, 2010
Apr. 16, 2010 |
|
|
Securities
Defamation
Verdict:
$400,000
|
$400,000
|
Arthur T. Berggren | Michael William Sexton v. B... |
Feb. 9, 2018
Dec. 28, 2017 |
|
Securities
Breach of Contract
Verdict:
$63,655,200
|
$63,655,200
|
Rosen Capital Partners LP, ... |
Sep. 24, 2011
Jun. 30, 2011 |
|
|
Securities
Breach of Contract
Verdict:
$1,165,000
|
$1,165,000
|
Albertus Niehuis Jr., Andre... |
May 24, 2014
Apr. 30, 2014 |