58163 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Expungement |
Expungement | Sandra J. Mullings | Jeremy Paul v. Citigroup Gl... |
Jan. 25, 2019
Dec. 11, 2018 |
|
Securities
Expungement |
Expungement | Ronald Louis Valpey v. Merr... |
May 24, 2019
Apr. 11, 2019 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Daniel L. Cohen, Daniel L. ... |
Sep. 13, 2014
Aug. 19, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$2,600,000
|
$2,600,000
|
Richard Seeborg | Tony Plant, individually an... |
Nov. 11, 2022
May 27, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$17,500,000
|
$17,500,000
|
Vince G. Chhabria | Paul Hayden, et al. v. Port... |
Nov. 4, 2022
Sep. 19, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$75,000
|
$75,000
|
John W. Holcomb | Securities and Exchange Com... |
Feb. 23, 2024
Apr. 13, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Ilyse Fern Klavir v. Banc o... |
Nov. 6, 2010
Oct. 13, 2010 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Mark Robert Fasano, John Ed... |
Mar. 22, 2014
Mar. 6, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$300,000
|
$300,000
|
Trina L. Thompson | Securities and Exchange Com... |
Sep. 4, 2025
Jun. 10, 2025 |
|
Securities
Verdict:
$5,750,000
|
$5,750,000
|
People of the State of Cali... |
Mar. 12, 2021
Feb. 12, 2021 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$350,000
|
$350,000
|
Joseph Simas, JoAnne Simas ... |
Jun. 26, 2010
Jun. 1, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$11,558,100
|
$11,558,100
|
Larry Hagman, individually;... |
Oct. 30, 2010
Oct. 11, 2010 |
|
|
Securities
Securities Fraud |
Respondent | Schneider Family Limited Pa... |
Jun. 28, 2019
May 2, 2019 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claimants |
Friedman, et al. v. Brewste... |
Feb. 12, 2011
Jan. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Deborah J. Hill, individual... |
Oct. 30, 2010
Oct. 2, 2010 |
|
|
Securities
Lending
Verdict:
$24,975,000
|
$24,975,000
|
City of Ann Arbor Employees... |
Oct. 13, 2012
Sep. 11, 2012 |
|
|
Securities
Expungement |
Expungement | Robert D. Sussin | David Munho Choi v. LPL Fin... |
Mar. 27, 2020
Jan. 29, 2020 |
|
Securities
Breach of Contract |
Respondent | Guenter S. Cohn | Catherine Grace Bruno v. UB... |
Jan. 12, 2018
Aug. 2, 2017 |
|
Securities
Securities Exchange Act
Verdict:
$41,500,000
|
$41,500,000
|
Vince G. Chhabria | Uniformed Sanitationmen's A... |
Dec. 26, 2025
Sep. 4, 2025 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Mary Anne Barreiro v. Ameri... |
Jul. 27, 2013
Jul. 12, 2013 |
|
|
Securities
Securities Exchange Act |
Dismissal | Haywood S. Gilliam Jr. | Iron Workers Local 580 Join... |
Mar. 26, 2021
Mar. 2, 2021 |
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
William H. Alsup | Julia Junge and Richard Jun... |
Oct. 21, 2022
Sep. 6, 2022 |
|
Securities
Securities Exchange Act |
Dismissal | David O. Carter | In re: Alteryx Inc. Securit... |
Nov. 18, 2022
Aug. 2, 2021 |
|
Securities
Fraud
Verdict:
$872,000
|
$872,000
|
Securities and Exchange Com... |
Dec. 29, 2007
Sep. 12, 2007 |
|
|
Securities
Expungement |
Claimant | Stephanie Devan Abee v. Kes... |
Nov. 1, 2019
Sep. 17, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$19,750,000
|
$19,750,000
|
Andrew J. Guilford | In re Banc of California Se... |
Jan. 3, 2020
Dec. 2, 2019 |
|
Securities
Breach of Fiduciary Duty |
Expungement | Thomas L. Marshall | Norman Lipson v. RBC Capita... |
Apr. 5, 2019
Feb. 7, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$32,710
|
$32,710
|
Thomas R. Watkins | David Caidar, individually ... |
Feb. 1, 2019
Dec. 7, 2018 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$65,000 as to respondents; $565,064 as to claimants/counter-respondents |
Kayvan Karoon, Karoon Capit... |
Dec. 31, 2010
Nov. 19, 2010 |
|
|
Securities
Fraud
Verdict:
$1,400,000,000
|
$1,400,000,000
|
The People of the State of ... |
Jul. 10, 2010
Jun. 22, 2010 |