58163 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Eric Allen Sigdestad, Shane... |
May 25, 2013
May 13, 2013 |
|
|
Securities
Derivative Suit
Verdict:
$33,200,000
|
$33,200,000
|
In re: KLA-Tencor Corp., Sh... |
May 1, 2010
Mar. 16, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Massachusetts Mutual Life I... |
Sep. 1, 2012
Apr. 16, 2012 |
|
|
Securities
Securities Exchange Act |
Dismissal | Jeffrey S. White | York County on behalf of th... |
Feb. 3, 2023
Mar. 3, 2022 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Stichting Pensioenfonds ABP... |
Sep. 1, 2012
Aug. 9, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$2,500,000
|
$2,500,000
|
Jacqueline S. Corley | Tyler Hardy and Danny Roche... |
Jan. 12, 2024
Sep. 26, 2023 |
|
Securities
Securities Fraud
Verdict:
$440,520
|
$440,520
|
Richard W. Strang v. Robert... |
Mar. 25, 2017
Feb. 3, 2017 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Edward Wayne Butowsky v. Mo... |
Mar. 25, 2017
Jan. 27, 2017 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Lyn Freeman, individually a... |
Mar. 25, 2017
Jan. 25, 2017 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Bruce Vazzana, Ann Vazzana,... |
Mar. 25, 2017
Jan. 13, 2017 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,500,000
|
$7,500,000
|
Christina A. Snyder | Jian Zhou, individually and... |
Feb. 9, 2024
Nov. 7, 2023 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Alan Barrett, Margaret Barr... |
Apr. 1, 2017
Jan. 7, 2017 |
|
|
Securities
Breach of Duty
Verdict:
$3,750,000
|
$3,750,000
|
In re Agria Corporation |
Nov. 6, 2010
|
|
|
Securities
Fraud
Verdict:
$0
|
$0
|
Paul H. Alvarado | Kennilworth Partners v. Cri... |
Nov. 15, 2001
Oct. 10, 2001 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
In Re: BofI Holding Inc. Sh... |
Mar. 25, 2017
Mar. 1, 2017 |
|
|
Securities
Negligence |
Respondent | Ruth Forester v. Randall Sc... |
Jul. 17, 2020
Mar. 19, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$3,500,000
|
$3,500,000
|
Josephine L. Staton | Adam Gary LaFrano, and Adam... |
Feb. 9, 2024
Jul. 26, 2023 |
|
Securities
Breach of Fiduciary Duty |
Dismissal | Harry G. Mason | Mary C. Lee v. AXA Advisors... |
Feb. 2, 2018
Dec. 4, 2017 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Cross-claims Denied |
Raymond James Financial Ser... |
Nov. 6, 2014
Oct. 8, 2014 |
|
|
Securities
Fraud
Verdict:
$173,000,000
|
$173,000,000
|
Securities and Exchange Com... |
May 22, 2010
May 7, 2010 |
|
|
Securities
Breach of Contract
Verdict:
$15,000
|
$15,000
Claimant |
Wells Fargo Clearing Servic... |
Aug. 7, 2020
Mar. 11, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$448,562
|
$448,562
|
Suzy Asad v ProEquities Inc... |
May 25, 2013
May 14, 2013 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Eric Anthony Broili v. Andr... |
Jan. 28, 2012
Dec. 28, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
For Respondents |
Kari Heinrich Vogelbach, M.... |
Sep. 8, 2012
Feb. 28, 2012 |
|
|
Securities
Expungement |
Claimant | David Anthony Pickler v. UB... |
Feb. 14, 2020
Dec. 6, 2019 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Mary Anne Barreiro v. Ameri... |
Jul. 27, 2013
Jul. 12, 2013 |
|
|
Securities
Verdict:
$7,300,000
|
$7,300,000
|
Barbara A. Meiers | Chanh Huynh, Michael Smith ... |
May 22, 2020
Nov. 6, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
John C. Porter, Successor T... |
Oct. 24, 2015
Aug. 17, 2015 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
White Pacific Securities In... |
May 15, 2010
Apr. 23, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Fred Yow, Helen C. Yow and ... |
Apr. 14, 2007
Jan. 19, 2007 |