58163 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Negligence
Verdict:
-$1
|
-$1
Dismissal |
Nick Shahrestany, Milan Inv... |
Oct. 1, 2011
Jul. 14, 2011 |
|
|
Securities
Securities Exchange Act |
Dismissal | Beth L. Freeman | Gregory A. Hurst, individua... |
Dec. 30, 2022
Oct. 18, 2021 |
|
Securities
Securities Fraud
Verdict:
$15,500,000
|
$15,500,000
|
In re Bridgepoint Education... |
Feb. 6, 2016
Dec. 21, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$127,000
|
$127,000
|
Melvin Dias, Evelyn Dias v.... |
Aug. 21, 2010
Jul. 20, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$5,498,941
|
$5,498,941
|
John W. Holcomb | Securities and Exchange Com... |
Jun. 18, 2021
May 20, 2021 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Robert J. Neborsky v. Valle... |
May 24, 2014
Apr. 28, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$350,000,000
|
$350,000,000
|
Trina L. Thompson | In re Alphabet Inc. Securit... |
Nov. 22, 2024
Sep. 30, 2024 |
|
Securities
Securities Fraud |
Defense | Yvonne Gonzalez Rogers | Christopher Hamilton, et al... |
Apr. 30, 2021
Apr. 5, 2021 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Equitable Agreement |
Securities and Exchange Com... |
Jul. 31, 2010
Jul. 16, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$18,250,000
|
$18,250,000
|
David O. Carter | In Re Merit Medical Systems... |
Jan. 21, 2022
|
|
Securities
Securities Fraud
Verdict:
$706,733
|
$706,733
|
Securities And Exchange Com... |
Apr. 30, 2016
Apr. 7, 2016 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Feb. 9, 2013
Jan. 23, 2013 |
|
|
Securities
Breach of Promissory Note
Verdict:
$401,364
|
$401,364
|
Morgan Stanley Smith Barney... |
Feb. 9, 2013
Jan. 29, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Liability only |
Securities and Exchange Com... |
Jul. 21, 2007
Mar. 7, 2007 |
|
|
Securities
Securities Exchange Act
Verdict:
$31,000,000
|
$31,000,000
|
Vince G. Chhabria | Securities and Exchange Com... |
Feb. 28, 2025
Jan. 13, 2025 |
|
Securities
Securities Exchange Act |
Dismissal | Edward J. Davila | In re Facebook Inc. Securit... |
Jan. 7, 2022
Dec. 20, 2021 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
John T. Hall, James Kaczmar... |
Dec. 7, 2013
Nov. 14, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Cynthia Siegle v. LPL Finan... |
Oct. 25, 2014
Sep. 30, 2014 |
|
|
Securities
FINRA Rules
Verdict:
$45,000
|
$45,000
|
Sal Curattalo, Mary Curatta... |
Nov. 29, 2014
Nov. 6, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$38,000,000
|
$38,000,000
|
In re Questcor Pharmaceutic... |
Jul. 11, 2015
May 27, 2015 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,375,000
|
$1,375,000
|
Beth L. Freeman | In re: Dropbox Inc. Securit... |
Mar. 3, 2023
Dec. 8, 2021 |
|
Securities
Securities Fraud
Verdict:
$54,200,000
|
$54,200,000
|
Dolly M. Gee | In re Woodbridge Investment... |
Jan. 14, 2022
Dec. 17, 2021 |
|
Securities
Securities Fraud
Verdict:
$831,860
|
$831,860
|
Robert E. Lee, individually... |
Nov. 5, 2011
Jul. 29, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claim Denial |
R. Kent Emigh, individually... |
Aug. 27, 2011
Aug. 2, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$49,976
|
$49,976
|
Judith A. Malone v. Fidelit... |
Nov. 5, 2011
Jul. 30, 2011 |
|
|
Securities
Negligent Misrepresentation
Verdict:
$3,850,000
|
$3,850,000
|
Anne Ellington | Baldwin, et al. v. Greenber... |
Nov. 23, 1993
Oct. 26, 1993 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Vickie Tedesco Parrish, ind... |
Oct. 1, 2011
Jul. 18, 2011 |
|
|
Securities
Securities Fraud |
Respondent | Theresa Taylor v. Interacti... |
Feb. 7, 2020
Oct. 31, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,000,000
|
$3,000,000
|
Mark C. Scarsi | Robert J. Matthews, individ... |
Nov. 18, 2022
Sep. 23, 2022 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Arthur Young Cooper, David ... |
May 2, 2015
Mar. 27, 2015 |