58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Violation of California Securities Law |
Expungement | Marc Kalish | Edith Seely, individually, ... |
Jan. 12, 2018
Jun. 21, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Letitia McKee Cooper, Coope... |
Feb. 4, 2017
Nov. 15, 2016 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Expungement |
Noriel Anibal Campos v. Bet... |
Sep. 13, 2014
Aug. 27, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
The Brown Revocable Living ... |
Oct. 1, 2011
Jul. 14, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$80,030
|
$80,030
|
David Jeffrey Herman v. Mos... |
Jun. 23, 2012
Oct. 10, 2011 |
|
|
Securities
Violation of the Securities Act
Verdict:
$6,500,000
|
$6,500,000
|
Tommy Jay Carter v. Affymax... |
Sep. 20, 2014
Aug. 28, 2014 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Susi Orlean Bahat Family Tr... |
Sep. 20, 2014
Aug. 28, 2014 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Martha L. Meripol IRA, Rona... |
Sep. 20, 2014
Aug. 28, 2014 |
|
|
Securities
Negligence
Verdict:
$323,122
|
$323,122
|
D Vollstedt & S Vollstedt T... |
Oct. 1, 2011
Jul. 12, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$4,800,000
|
$4,800,000
|
In Re American Apparel Inc.... |
May 31, 2014
Apr. 16, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,200,000
|
$1,200,000
|
Henry Kankowski, Patrice Ka... |
Sep. 24, 2011
Jul. 5, 2011 |
|
|
Securities
Breach of Implied Covenant of Good Faith and Fair Dealing |
Respondent | David J. Anderson | Joseph Manuel Focil v. Well... |
Jan. 12, 2018
Aug. 17, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$200,000
|
$200,000
|
Robert W. Ralston, Susan B.... |
Sep. 24, 2011
Jul. 1, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$3,768,330
|
$3,768,330
|
Robert Stanger v. China Ele... |
Jun. 22, 2013
Jun. 3, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Susan Inbar-Grecco, individ... |
Sep. 24, 2011
Jul. 5, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Leo David, Ruth David, R&D ... |
Sep. 24, 2011
Jul. 8, 2011 |
|
|
Securities
Securities Exchange Act |
Dismissal | George H. Wu | In Re: Semiconductor Manufa... |
Dec. 23, 2022
Jun. 9, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Richard A. Orkin, individua... |
Sep. 24, 2011
Jul. 16, 2011 |
|
|
Securities
Breach of Contract
Verdict:
$276,590
|
$276,590
|
Banc of America Investment ... |
Sep. 24, 2011
Jun. 24, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$193,163
|
$193,163
|
Michael Armstrong, Michael ... |
Sep. 24, 2011
Jun. 22, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
$115,397.26 |
Daniel L. Villanueva Family... |
Sep. 24, 2011
Jun. 27, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claims Denied |
Muri Trust, Mary K. Byrnes,... |
Oct. 1, 2011
Jul. 19, 2011 |
|
|
Securities
Commodities
Verdict:
$125,000,000
|
$125,000,000
|
New Orleans Employees' Reti... |
Sep. 24, 2011
Jul. 7, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
David Shamsian, Roya Shamsi... |
Feb. 4, 2017
Nov. 3, 2016 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Cynthia Siegle v. LPL Finan... |
Oct. 25, 2014
Sep. 30, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,460,000
|
$1,460,000
|
Horace Grant v. Morgan Keeg... |
Oct. 24, 2009
Sep. 11, 2009 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Mark Robert Fasano, UBS Fin... |
May 24, 2014
May 1, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$357,000
|
$357,000
|
Anthony J. Pryor v. Wells F... |
Apr. 15, 2017
Mar. 12, 2017 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Mark Birzell, Laura Birzell... |
Apr. 15, 2017
Mar. 14, 2017 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Sarah Jane Harmon v. Charle... |
Apr. 15, 2017
Mar. 24, 2017 |