58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert C. Kraynak, Robert C... |
May 2, 2015
Mar. 24, 2015 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Mixed Decision |
Reuben Vollmer v. Genesis C... |
May 2, 2015
Mar. 19, 2015 |
|
|
Securities
Breach of Duty
Verdict:
-$1
|
-$1
Defense |
Linden Pasadena Properties,... |
Jan. 8, 2011
Dec. 2, 2010 |
|
|
Securities
Breach of Fiduciary Duty |
Non-monetary relief | Susan Y. Illston | In re: Zuora Inc. Derivativ... |
Mar. 22, 2024
Sep. 15, 2023 |
|
Securities
Fraud
Verdict:
$240,000
|
$240,000
|
Confidential |
Feb. 14, 1998
Dec. 16, 1997 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | John K. Hart | Kosti Shirvanian and Marian... |
Dec. 22, 2017
Oct. 27, 2017 |
|
Securities
Fraud
Verdict:
$273,119
|
$273,119
|
Laurie Dee Miranda v. Craig... |
Dec. 20, 2014
Nov. 13, 2014 |
|
|
Securities
Securities Exchange Act |
Dismissal | Charles R. Breyer | In re: Eargo Inc. Securitie... |
Feb. 9, 2024
Oct. 12, 2023 |
|
Securities
Securities Exchange Act
Verdict:
$36,500,000
|
$36,500,000
|
Sunil R. Kulkarni | In re: Maxar Technologies, ... |
Feb. 16, 2024
Dec. 7, 2023 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Equitable Settlement |
Casey v. Sybase Inc., et al. |
Jul. 23, 2011
Jun. 7, 2011 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Respondent; Expungement |
Margaret A. Lucas v. Mannin... |
Nov. 28, 2015
Oct. 31, 2015 |
|
|
Securities
Securities Exchange Act
Verdict:
$490,000,000
|
$490,000,000
|
Yvonne Gonzalez Rogers | In re Apple Inc. Securities... |
Jun. 28, 2024
Mar. 15, 2024 |
|
Securities
Securities Fraud |
Dismissal | Susan G. Van Keulen | Mark Feathers v. U.S. Secur... |
Jun. 21, 2024
Mar. 19, 2024 |
|
Securities
Securities Fraud
Verdict:
$750,000
|
$750,000
|
Securities and Exchange Com... |
Mar. 21, 2015
Mar. 2, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Fred McKay, as Trustee for ... |
Mar. 21, 2015
Feb. 24, 2015 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
DeVonna K. Murrin v. Charle... |
Mar. 21, 2015
Feb. 26, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$184,391
|
$184,391
|
Dr. Mohamed Ahmed, individu... |
Mar. 28, 2015
Feb. 28, 2015 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Lawrence W. Hake, M.D. v. M... |
Apr. 4, 2015
Feb. 26, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Felyce Thomas v. James B. C... |
Nov. 28, 2015
Oct. 29, 2015 |
|
|
Securities
Verdict:
$1,500,000
|
$1,500,000
|
The Commissioner of Financi... |
Aug. 30, 2024
Dec. 21, 2023 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Jason Roberts Coles v. Fide... |
Oct. 26, 2013
Oct. 10, 2013 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Expungement |
Bruce Stewart, Trustee of t... |
Oct. 26, 2013
Oct. 9, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Tom Garcia v. Fidelity Brok... |
Oct. 26, 2013
Oct. 10, 2013 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Cement Masons & Plasterers ... |
Jul. 20, 2013
Jun. 12, 2013 |
|
|
Securities
Employment
Verdict:
$4,286,120
|
$4,286,120
|
Michael Paul Farah v. Wedbu... |
Oct. 12, 2013
Sep. 25, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Dana K. Anderson and Nancy ... |
Oct. 12, 2013
Sep. 25, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Robert R. Banks, Robert R. ... |
Oct. 22, 2011
Jul. 22, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Third Party claim/counterclaim denied |
Alejandro M. Arredondo, Eli... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$154,687,500
|
$154,687,500
|
Stephen V. Wilson | In Re Snap Inc. Securities ... |
May 1, 2020
Mar. 20, 2020 |
|
Securities
Securities Fraud
Verdict:
$1,618,880
|
$1,618,880
|
Preferred Scan Inc., Alex N... |
Mar. 7, 2015
Jan. 27, 2015 |