58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Contract |
Dismissal | David L. Moore IRA, David L... |
Jul. 17, 2020
May 22, 2020 |
|
|
Securities
Securities Exchange Act
Verdict:
$195,000
|
$195,000
|
David Guerra, Individually ... |
Nov. 26, 2016
Oct. 24, 2016 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Countrywide Financial... |
Sep. 14, 2013
Aug. 26, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Matthew Lam v. Charles Schw... |
Apr. 2, 2011
Mar. 14, 2011 |
|
|
Securities
Fraud
Verdict:
$73,150,000
|
$73,150,000
|
Securities and Exchange Com... |
Nov. 6, 2010
Oct. 16, 2010 |
|
|
Securities
Securities Exchange Act |
Defense | Edward J. Davila | In re Eventbrite, Inc. Secu... |
Jan. 13, 2023
Jun. 27, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$210,641
|
$210,641
|
Vallone Family 1985 Trust, ... |
Jan. 15, 2011
Dec. 16, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
Roberta Noel Britt, Roberta... |
Mar. 28, 2015
Feb. 25, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$3,262,300
|
$3,262,300
|
Stephen A. Whittington, et ... |
Jan. 24, 2009
Nov. 3, 2008 |
|
|
Securities
Commodities
Verdict:
$7,000,000
|
$7,000,000
|
Plumbers and Pipefitters Lo... |
Sep. 8, 2012
Nov. 14, 2011 |
|
|
Securities
Negligence
Verdict:
$125,000
|
$125,000
|
Dominic V. Annino, individu... |
Jan. 15, 2011
Dec. 20, 2010 |
|
|
Securities
Securities Fraud |
Respondent | John Rossum v. Bradley Ever... |
Mar. 20, 2020
Dec. 30, 2019 |
|
|
Securities
Fraud
Verdict:
$7,500,000
|
$7,500,000
|
People of the State of Cali... |
Nov. 29, 2008
Sep. 2, 2008 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Dorothy Wade, on Behalf of ... |
Oct. 16, 2010
Sep. 28, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$304,639
|
$304,639
|
Ronald S. Beard and Karin G... |
Jan. 15, 2011
Dec. 13, 2010 |
|
|
Securities
Fraud
Verdict:
$125,000,000
|
$125,000,000
|
In re New Century |
Dec. 4, 2010
Nov. 9, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$5,711,720
|
$5,711,720
|
Susan Alling, et al. v. Pac... |
Apr. 20, 2013
Apr. 5, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$155,450
|
$155,450
|
John C. Jones v. Wells Farg... |
Jun. 12, 2010
May 20, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Thomas Edwin Logan v. Linco... |
Jun. 12, 2010
May 25, 2010 |
|
|
Securities
Commodities |
Defense | Edward M. Chen | In re Finjan Holdings Inc. ... |
Oct. 1, 2021
Sep. 13, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$125,000
|
$125,000
|
Robert D. Sussin | Overview Productions Inc. v... |
Nov. 10, 2017
Sep. 11, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$176,500
|
$176,500
|
Sean Berton v. Cornerstone ... |
Sep. 5, 2015
Jun. 8, 2015 |
|
|
Securities
Fraud
Verdict:
$173,000,000
|
$173,000,000
|
Securities and Exchange Com... |
May 22, 2010
May 7, 2010 |
|
|
Securities
Fraud
Verdict:
$1,400,000,000
|
$1,400,000,000
|
The People of the State of ... |
Jul. 10, 2010
Jun. 22, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Securities and Exchange Com... |
Nov. 6, 2010
Jan. 5, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$298,667 on counterclaim |
Wedbush Securities Inc. v. ... |
Jun. 6, 2013
May 20, 2013 |
|
|
Securities
Expungement |
Claimant | Neil S. Jasper | Jennifer Lynne Turner v. LP... |
Dec. 13, 2019
Oct. 22, 2019 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Michael Stief v. Advanced E... |
Jun. 6, 2013
May 20, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
In Re Google Inc. Sharehold... |
Jan. 23, 2016
Dec. 9, 2015 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
White Pacific Securities In... |
May 15, 2010
Apr. 23, 2010 |