58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act |
Dismissal | Gonzalo P. Curiel | LifeVoxel Virginia SPV LLC;... |
May 30, 2025
Dec. 31, 2024 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Dismissal |
Steven Badeau; Geneva BCCX ... |
May 26, 2012
Apr. 9, 2012 |
|
|
Securities
Expungement |
Expungement | Peter H. Daly | Shawn Michael Richardson v.... |
Mar. 1, 2019
Dec. 28, 2018 |
|
Securities
Expungement |
Respondent | Alan Stamm | Timothy Heft Hughes v. SECU... |
Mar. 1, 2019
Jan. 3, 2019 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Equitable Settlement |
Damien Moore v. Charles Sch... |
May 26, 2012
Apr. 17, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Haywood S. Gilliam Jr. | In Re Aqua Metals Inc. Secu... |
Mar. 25, 2022
Mar. 8, 2022 |
|
Securities
Securities Fraud
Verdict:
$3,150,000
|
$3,150,000
|
Phyllis J. Hamilton | In re Rocket Fuel Inc. Secu... |
Mar. 23, 2018
Aug. 28, 2017 |
|
Securities
Stocks
Verdict:
$1,400,000
|
$1,400,000
|
Sandra Lifschitz v. NextWav... |
Sep. 8, 2012
Jun. 20, 2012 |
|
|
Securities
Expungement |
Expungement | Philip A. Tymon | Bradley Jay Bamblatt v. UBS... |
Dec. 15, 2017
Nov. 14, 2017 |
|
Securities
Breach of Promissory Note
Verdict:
$6,796,240
|
$6,796,240
|
Barclays Capital Inc. v. Ma... |
Nov. 1, 2014
Oct. 3, 2014 |
|
|
Securities
Fraud
Verdict:
$358,151
|
$358,151
|
Securities and Exchange Com... |
Oct. 13, 2012
Aug. 17, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Wilson Humphries Jr., Carol... |
Nov. 1, 2014
Oct. 3, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$40,000,000
|
$40,000,000
|
In re Dendreon Corporation ... |
May 30, 2013
Apr. 24, 2013 |
|
|
Securities
Expungement |
Expungement | Jimmy J. Suh v. Merrill Lyn... |
May 31, 2019
Apr. 17, 2019 |
|
|
Securities
Expungement |
Expungement | David J. Anderson | Mark Robert Fasano, UBS Fin... |
Nov. 10, 2017
Oct. 11, 2017 |
|
Securities
Stocks
Verdict:
-$1
|
-$1
Dismissal |
Sandra Lifschitz v. Nextwav... |
May 12, 2012
Nov. 21, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$19,167
|
$19,167
|
Harry R. Lynn, as Trustee o... |
Jul. 17, 2010
Jun. 21, 2010 |
|
|
Securities
Fraud
Verdict:
$8,500,000
|
$8,500,000
|
In re Spectranetics Corpora... |
Mar. 5, 2011
Sep. 11, 2010 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Teresa Sue Harmon v. UBS Fi... |
Oct. 18, 2014
Oct. 1, 2014 |
|
|
Securities
Negligence |
Dismissal | David S. Billet | David W. Appel Jr., Gimme S... |
Jan. 26, 2018
Jan. 2, 2018 |
|
Securities
Derivative Suit
Verdict:
$26,650,000
|
$26,650,000
|
Anne D. Manos, James N. Mer... |
Nov. 27, 2010
Sep. 1, 2010 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Split Decision |
Securities and Exchange Com... |
Nov. 27, 2010
Sep. 24, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$18,442
|
$18,442
|
Jordan H. Moffet, Margot A.... |
Nov. 27, 2010
Nov. 9, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Carmela Di Gregorio v. Oppe... |
Jan. 7, 2012
Dec. 13, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Norbert E. Simpson, Darleen... |
Jan. 7, 2012
Dec. 14, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Mitchell E. Kauffman v. Deb... |
Jan. 14, 2012
Dec. 13, 2011 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Ernest C. Coneen, The Conee... |
Jul. 4, 2014
Jan. 29, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$7,500,000
|
$7,500,000
|
Thomas E. Kuhnle | In re Mobileiron Inc., Shar... |
Jun. 30, 2017
Sep. 6, 2017 |
|
Securities
Securities Fraud
Verdict:
$2,600,000
|
$2,600,000
|
Manuel L. Real | Khalil Zaghian, individuall... |
Jun. 30, 2017
May 5, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
James E. Wilks, Pamela R. W... |
Dec. 1, 2012
Nov. 6, 2012 |