58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Iron Workers Mid-South Pens... |
Jan. 18, 2014
Dec. 30, 2013 |
|
|
Securities
Expungement |
Expungement | William W. Haskell | Keith Douglas Seibert v. Ci... |
Jan. 25, 2019
Dec. 7, 2018 |
|
Securities
Securities Fraud |
Plaintiff | Otis D. Wright II | Federal Trade Commission v.... |
Jan. 26, 2018
Oct. 23, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Bonnie M. Shoultz v. Joshua... |
Nov. 27, 2010
Nov. 4, 2010 |
|
|
Securities
Negligence
Verdict:
$3,000,000
|
$3,000,000
|
In re Shoretel Inc. Securit... |
Nov. 13, 2010
Oct. 18, 2010 |
|
|
Securities
Expungement |
Expungement | Robert E. Jenks Jr. | Jerald Joseph Halverson, Mi... |
Feb. 2, 2018
Dec. 6, 2017 |
|
Securities
Breach of Contract
Verdict:
$36,569
|
$36,569
|
Mark C. Perry | ODS Capital LLC v. Wedbush ... |
Feb. 1, 2019
Nov. 29, 2018 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$234,698 (net against Cutrera) |
Robert F. Brink v. BFT Fina... |
Oct. 30, 2010
Oct. 7, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Charles C. Patton v. Wells ... |
Oct. 30, 2010
Oct. 8, 2010 |
|
|
Securities
Expungement |
Expungement Denied | Michael John Florio | Aaron A. DelSignore v. UBS ... |
Feb. 2, 2018
Dec. 28, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$485,000
|
$485,000
|
Benjamin L. Hoch, an indivi... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Negligence
Verdict:
$309,750
|
$309,750
|
Paul Azarian, Loreta Azaria... |
Apr. 12, 2014
Mar. 21, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
10100 Culver City LLC, Farr... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Carolyn Erskine v. Michael ... |
Dec. 20, 2014
Nov. 18, 2014 |
|
|
Securities
Breach of Contract
Verdict:
$191,694
|
$191,694
|
Betsy Van Hees v. Cowen & C... |
Oct. 30, 2010
Oct. 7, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$2,400,000
|
$2,400,000
|
In the Matter of Wedbush Se... |
Feb. 14, 2015
Nov. 20, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$934,193
|
$934,193
|
Susan K. Myers, individuall... |
Feb. 23, 2013
Feb. 12, 2013 |
|
|
Securities
Breach of Contract
Verdict:
$30,000,000
|
$30,000,000
|
US Airways Inc. v. Oppenhei... |
Feb. 23, 2013
Jan. 31, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$11,558,100
|
$11,558,100
|
Larry Hagman, individually;... |
Oct. 30, 2010
Oct. 11, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Mari F. Palash and Andrea L... |
Mar. 31, 2007
Feb. 22, 2007 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Deborah J. Hill, individual... |
Oct. 30, 2010
Oct. 2, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Harris and Mary And... |
Mar. 31, 2007
Feb. 2, 2007 |
|
|
Securities
Breach of Fiduciary Duty |
Dismissal | Allen Kilik | Page Rowe v. Independent Fi... |
Feb. 1, 2019
Nov. 30, 2018 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,157,243
|
$2,157,243
|
Janice L. Sperow | Donna Gambee v. David Lloyd... |
Feb. 2, 2018
Jan. 5, 2018 |
|
Securities
Breach of Fiduciary Duty |
Respondent | The Leonard and Gen Winton ... |
Mar. 13, 2020
Nov. 8, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal in part |
In Re Violin Memory Securit... |
Nov. 22, 2014
Oct. 31, 2014 |
|
|
Securities
Foreign Corrupt Practices Act
Verdict:
$55,000,000
|
$55,000,000
|
In the Matter of Bio-Rad La... |
Nov. 29, 2014
Nov. 3, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,300,000
|
$3,300,000
|
In Re Maxwell Technologies ... |
Nov. 22, 2014
Nov. 3, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,700,000
|
$7,700,000
|
Construction Workers Pensio... |
Apr. 5, 2014
Mar. 17, 2014 |
|
|
Securities
Fraud
Verdict:
$16,000,000
|
$16,000,000
|
In re LDK Solar Securities ... |
Oct. 23, 2010
Mar. 2, 2010 |