58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Laura J. Bogolin, Roy Lee H... |
Jan. 14, 2012
Dec. 13, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Karyn L. Seibert v. Paul J.... |
Feb. 6, 2016
Nov. 3, 2015 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Respondent |
Moshe Amiad, Yariv Amiad, R... |
Oct. 4, 2014
Sep. 16, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$37,500,000
|
$37,500,000
|
Jeffrey Schulein, et al. v.... |
Feb. 13, 2016
Mar. 16, 2015 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Gary Varjabedian, on behalf... |
Feb. 13, 2016
Jan. 13, 2016 |
|
|
Securities
Breach of Contract
Verdict:
$1,221,930
|
$1,221,930
|
Lehman Brothers Holdings In... |
Oct. 18, 2014
Mar. 31, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In Re: Mellanox Technologie... |
Apr. 19, 2014
Mar. 31, 2014 |
|
|
Securities
Violations of Exchange Act
Verdict:
$138,068
|
$138,068
|
Securities and Exchange Com... |
Apr. 19, 2014
Mar. 31, 2014 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Wedbush Securities Inc. v. ... |
Oct. 18, 2014
Apr. 2, 2014 |
|
|
Securities
Stocks
Verdict:
$11,023
|
$11,023
|
David de Groot v. E-Trade S... |
Oct. 18, 2014
Mar. 27, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Steven Savary v. Wells Farg... |
Apr. 19, 2014
Mar. 25, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal with Leave |
David Browning, individuall... |
Apr. 12, 2014
Mar. 24, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$65,000 as to respondents; $565,064 as to claimants/counter-respondents |
Kayvan Karoon, Karoon Capit... |
Dec. 31, 2010
Nov. 19, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents |
Gary Maag v. Charles Schwab... |
Dec. 31, 2010
Dec. 7, 2010 |
|
|
Securities
Stocks
Verdict:
$9,500,000
|
$9,500,000
|
In Re McKesson HBOC Inc. Se... |
Jan. 12, 2013
Nov. 28, 2012 |
|
|
Securities
Fraud
Verdict:
$170,870,000
|
$170,870,000
|
Claghorn, et al. v. Edsaco,... |
Jun. 8, 2002
Apr. 16, 2002 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Stephen P. Jackson v. E-Tra... |
Mar. 28, 2015
Feb. 12, 2015 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal in part |
National Integrity Life Ins... |
Jan. 19, 2013
Jun. 29, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
AREI II CASES |
Mar. 14, 2015
Jan. 27, 2015 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Defense |
Alpert, et. al. v. Stewart ... |
Oct. 26, 2013
Oct. 8, 2013 |
|
|
Securities
Expungement |
Expungement | Herbert Liberman | Young M. Chung v. Merrill L... |
Dec. 28, 2018
Sep. 26, 2018 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Joan A. Lane v. Capwest Sec... |
Jan. 21, 2012
Oct. 11, 2011 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Dismissal |
NestWorth Inc. v. Prager & ... |
Aug. 9, 2014
Jul. 10, 2014 |
|
|
Securities
Securities Exchange Act |
Dismissal | Haywood S. Gilliam Jr. | New York Hotel Trades Counc... |
Oct. 4, 2019
Aug. 12, 2019 |
|
Securities
Securities Fraud
Verdict:
$778,333
|
$778,333
|
Dan Katz, individually and ... |
Aug. 3, 2013
Jul. 12, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Eliseo Alatorre v. Unionban... |
Apr. 6, 2013
Mar. 21, 2013 |
|
|
Securities
Breach of Promissory Note
Verdict:
$75,000
|
$75,000
|
Ameriprise Financial Servic... |
Apr. 6, 2013
Mar. 18, 2013 |
|
|
Securities
Breach of Promissory Note
Verdict:
$991,728
|
$991,728
|
Wells Fargo Investments LLC... |
Jun. 22, 2013
Mar. 19, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
K&M Dattani Irrevocable Tru... |
Apr. 6, 2013
Mar. 22, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Richard Klein v. Charies Sc... |
Apr. 6, 2013
Mar. 20, 2013 |