58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty |
Expungement | Edward A. Trabin | Ronnie Harper, individually... |
Sep. 1, 2017
Jun. 2, 2017 |
|
Securities
Stocks
Verdict:
$2,800,000
|
$2,800,000
|
James E. Fisher, individual... |
Aug. 17, 2013
Jul. 18, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Mariam Nigohosian v. Charie... |
Mar. 8, 2014
Feb. 11, 2014 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Michael S. Davis, Individua... |
Nov. 24, 2012
Nov. 6, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Standard Credit Securities ... |
Mar. 8, 2014
Feb. 12, 2014 |
|
|
Securities
Breach of Contract
Verdict:
$170,376
|
$170,376
|
Roger Verhage | Confidential |
Jan. 11, 1997
Dec. 5, 1996 |
|
Securities
Breach of Promissory Note
Verdict:
$3,539,060
|
$3,539,060
|
Barclays Capital Inc. v. Za... |
Dec. 1, 2012
Nov. 5, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$70,000
|
$70,000
|
Carole A. Lane v. Louis B. ... |
Sep. 13, 2008
May 4, 2008 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
10100 Culver City LLC, Farr... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$6,250,000
|
$6,250,000
|
In Re State Street Bank and... |
Jun. 16, 2012
May 23, 2012 |
|
|
Securities
Fraud
Verdict:
$1,367,000
|
$1,367,000
|
Heinrich Hardt, Araceli Har... |
Mar. 10, 2012
Feb. 10, 2012 |
|
|
Securities
Stocks
Verdict:
$9,500,000
|
$9,500,000
|
In Re McKesson HBOC Inc. Se... |
Jan. 12, 2013
Nov. 28, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$80,000,000
|
$80,000,000
|
Gordon Noble, et al. v. Gre... |
Jan. 23, 2016
Dec. 17, 2015 |
|
|
Securities
Expungement |
Expungement | Philip A. Tymon | Bradley Jay Bamblatt v. UBS... |
Dec. 15, 2017
Nov. 14, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Joann Laskin v. Banc of Ame... |
Apr. 17, 2010
Mar. 18, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$5,500,000
|
$5,500,000
|
James Rafton, Trustee of th... |
Dec. 3, 2011
Nov. 10, 2011 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Respondent |
Moshe Amiad, Yariv Amiad, R... |
Oct. 4, 2014
Sep. 16, 2014 |
|
|
Securities
Expungement |
Claimant | Robert W. Huntley v. LPL Fi... |
Feb. 7, 2020
Nov. 15, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$5,900,000
|
$5,900,000
|
John A. Houston | Securities and Exchange Com... |
Jan. 4, 2019
Nov. 16, 2018 |
|
Securities
Expungement |
Expungement | Demian Marc Fitzgerald v. B... |
Apr. 10, 2020
Feb. 13, 2020 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Equitable Settlement |
Casey v. Sybase Inc., et al. |
Jul. 23, 2011
Jun. 7, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$247,000
|
$247,000
|
Lucy Mattinen, John Mattine... |
Nov. 3, 2012
Oct. 3, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$706,733
|
$706,733
|
Securities And Exchange Com... |
Apr. 30, 2016
Apr. 7, 2016 |
|
|
Securities
Stocks
Verdict:
$10,000,000
|
$10,000,000
|
In Re Coventry Health Care ... |
Aug. 17, 2013
Jul. 15, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement Denied |
Kenneth R. Hunt; Kenneth R.... |
Jan. 16, 2016
Dec. 29, 2015 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Dismissal |
NestWorth Inc. v. Prager & ... |
Aug. 9, 2014
Jul. 10, 2014 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
John Kari Agamalian, John K... |
Mar. 10, 2012
Feb. 10, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Joan A. Lane v. Capwest Sec... |
Jan. 21, 2012
Oct. 11, 2011 |
|
|
Securities
Securities Fraud |
Respondent | Lyle LaMothe v. Merrill Lyn... |
May 29, 2020
Feb. 25, 2020 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
John C. Wisener III, truste... |
Oct. 18, 2014
Sep. 26, 2014 |