58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act |
Dismissal | Anthony J. Battaglia | In re: Acadia Pharmaceutica... |
Dec. 30, 2022
Jan. 3, 2022 |
|
Securities
Employment |
Expungement Denied | Brett W. Olander | Jeffrey David Thoele v. Wal... |
Jan. 12, 2018
Aug. 25, 2017 |
|
Securities
Securities Fraud
Verdict:
$19,000,000
|
$19,000,000
|
Phyllis J. Hamilton | Viswanath V. Shankar, indiv... |
Mar. 2, 2018
Oct. 11, 2017 |
|
Securities
Violation of California Securities Law
Verdict:
$800,000
|
$800,000
|
Bijan Dokhanian, Shahdokht ... |
Feb. 21, 2015
Oct. 13, 2014 |
|
|
Securities
CRD Records |
Expungement | Raymond C. Kerr | William David Leven v. UBS ... |
Aug. 25, 2017
Jul. 19, 2017 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Third-Party Claim Denied |
Maximino Gutierrez v. Inves... |
Sep. 27, 2014
Sep. 5, 2014 |
|
|
Securities
Negligent Misrepresentation |
Defense | Elliott Z. Seff | ABS Manager LLC v. Morgan S... |
Sep. 1, 2017
Jul. 25, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Sheldon Bloch, Jacki Conoll... |
Apr. 13, 2013
Mar. 28, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Charles Jia, Laura Xiaoluo ... |
Sep. 27, 2014
Sep. 5, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$3,500,000
|
$3,500,000
|
Josephine L. Staton | Adam Gary LaFrano, and Adam... |
Feb. 9, 2024
Jul. 26, 2023 |
|
Securities
Employment |
Expungement | Brian J. Gallagher | Paul Scott Selvin v. Merril... |
Jan. 12, 2018
Aug. 17, 2017 |
|
Securities
Securities Fraud
Verdict:
$542,768
|
$542,768
|
Jesus G. Bernal | Securities and Exchange Com... |
Oct. 8, 2021
Aug. 4, 2021 |
|
Securities
Securities Fraud
Verdict:
$4,735,840
|
$4,735,840
|
Securities and Exchange Com... |
Sep. 27, 2014
Aug. 14, 2014 |
|
|
Securities
Commodities
Verdict:
$65,000
|
$65,000
|
Penny Lipp Family Trust v. ... |
Oct. 13, 2012
Sep. 12, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$50,000
|
$50,000
|
Angela C. Kamahi, Isaac Kam... |
Mar. 12, 2011
Feb. 9, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$189,000,000
|
$189,000,000
|
Roger T. Benitez | Austin Dicker, individually... |
May 23, 2025
Sep. 4, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,137,920
|
$1,137,920
|
Karen Lamoreaux, Karen Lamo... |
Apr. 13, 2013
Mar. 27, 2013 |
|
|
Securities
Verdict:
$157,000
|
$157,000
|
John A. Kronstadt | Securities and Exchange Com... |
Oct. 23, 2020
Sep. 21, 2020 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Alfred L. Davenport Jr., in... |
Sep. 4, 2010
Aug. 7, 2010 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Brad A. Baggarly, SEP-IRA v... |
Jul. 2, 2011
May 9, 2011 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Rachael Leigh Konz v. Marle... |
Dec. 7, 2013
Sep. 20, 2013 |
|
|
Securities
Securities Exchange Act |
Dismissal | Jeffrey S. White | York County on behalf of th... |
Feb. 3, 2023
Mar. 3, 2022 |
|
Securities
Fraud
Verdict:
$0
|
$0
|
Paul H. Alvarado | Kennilworth Partners v. Cri... |
Nov. 15, 2001
Oct. 10, 2001 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
David Baratko v. Banc of Am... |
Jan. 5, 2013
Dec. 11, 2012 |
|
|
Securities
Securities Exchange Act |
Dismissal | Vince G. Chhabria | Jeffrey Toole, Individually... |
Feb. 3, 2023
Oct. 20, 2022 |
|
Securities
Securities Fraud |
Preliminary Injunction | James V. Selna | Securities and Exchange Com... |
May 17, 2019
Apr. 4, 2019 |
|
Securities
Negligence |
Respondent | Derek Tumulak v. E*TRADE Se... |
Sep. 4, 2020
Jul. 17, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$145,000,000
|
$145,000,000
|
In re Apollo Group Inc. Sec... |
Jun. 9, 2012
Apr. 25, 2012 |
|
|
Securities
Expungement |
Claimant | G. Scott Diddel v. Voya Fin... |
Dec. 13, 2019
Oct. 29, 2019 |
|
|
Securities
Lending
Verdict:
$24,975,000
|
$24,975,000
|
City of Ann Arbor Employees... |
Oct. 13, 2012
Sep. 11, 2012 |