58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Promissory Note
Verdict:
$890,814
|
$890,814
|
Morgan Stanley Smith Barney... |
Apr. 20, 2013
Apr. 8, 2013 |
|
|
Securities
Securities Exchange Act |
Dismissal | Susan Y. Illston | Electrical Workers Pension ... |
Dec. 17, 2021
Sep. 15, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Richard A. Orkin, individua... |
Sep. 24, 2011
Jul. 16, 2011 |
|
|
Securities
Fraud
Verdict:
$751,000
|
$751,000
|
Dzintra Janavs | Richard Crowther v. Richard... |
Oct. 31, 1998
Jul. 31, 1998 |
|
Securities
Securities Fraud
Verdict:
$775,000
|
$775,000
|
Christina A. Snyder | Ashkan Farazmand, derivativ... |
Jan. 10, 2025
Oct. 30, 2024 |
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Pension Trust Fund for Oper... |
Nov. 9, 2013
Sep. 25, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$85,000
|
$85,000
|
Securities and Exchange Com... |
Sep. 6, 2014
Feb. 21, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Bricklayers and Trowel Trad... |
Feb. 11, 2012
Jan. 13, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,000,000
|
$1,000,000
|
Jon S. Tigar | Inchen Huang, individually ... |
Dec. 30, 2022
Aug. 29, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Charles Liotta Trust dated ... |
Jul. 12, 2014
Jun. 24, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,137,920
|
$1,137,920
|
Karen Lamoreaux, Karen Lamo... |
Apr. 13, 2013
Mar. 27, 2013 |
|
|
Securities
Breach of Promissory Note
Verdict:
$107,763
|
$107,763
|
Ameriprise Financial Servic... |
Feb. 2, 2013
Jan. 22, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Rhonda Grallnick v. Charles... |
Apr. 15, 2017
Mar. 8, 2017 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Denial |
Merrill Lynch, Pierce, Fenn... |
Apr. 14, 2012
Mar. 16, 2012 |
|
|
Securities
Breach of Contract |
Respondent | Teresa Valdez, as an indivi... |
Nov. 20, 2020
Oct. 13, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$129,600,000
|
$129,600,000
|
National Credit Union Admin... |
Oct. 31, 2015
Sep. 15, 2015 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Netflix, Inc. Securit... |
Sep. 7, 2013
Aug. 20, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
James L. Donohue, James L. ... |
Feb. 11, 2012
Dec. 30, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Robert J. Coffey, individua... |
Oct. 22, 2011
Oct. 3, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$542,121
|
$542,121
|
Josephine L. Staton | Securities and Exchange Com... |
Jan. 17, 2025
Sep. 12, 2024 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
David Baratko v. Banc of Am... |
Jan. 5, 2013
Dec. 11, 2012 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Split Decision |
Securities and Exchange Com... |
Nov. 27, 2010
Sep. 24, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Injunctive Relief |
Securities and Exchange Com... |
Oct. 22, 2011
Oct. 3, 2011 |
|
|
Securities
Derivative Suit
Verdict:
$26,650,000
|
$26,650,000
|
Anne D. Manos, James N. Mer... |
Nov. 27, 2010
Sep. 1, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
In re Homestore.com Inc. |
Feb. 18, 2012
Feb. 24, 2011 |
|
|
Securities
Fraud
Verdict:
$8,500,000
|
$8,500,000
|
In re Spectranetics Corpora... |
Mar. 5, 2011
Sep. 11, 2010 |
|
|
Securities
Expungement |
Claimant | Steven Phillip Margulin v. ... |
Jun. 19, 2020
Apr. 16, 2020 |
|
|
Securities
Expungement |
Claimant | Robert Z. Disman v. UBS Fin... |
Jan. 3, 2020
Nov. 6, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$463,082
|
$463,082
|
U.S. Securities and Exchang... |
Jul. 17, 2020
Apr. 9, 2020 |
|
|
Securities
Securities Exchange Act |
Dismissal | Gonzalo P. Curiel | LifeVoxel Virginia SPV LLC;... |
May 30, 2025
Dec. 31, 2024 |