58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Saadeh Corporation v. Merri... |
May 12, 2012
Oct. 4, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$11,900,000
|
$11,900,000
|
Claudia Wilken | Bradley Cooper, individuall... |
Mar. 22, 2019
Feb. 1, 2019 |
|
Securities
Expungement |
Expungement | Robert E. Jenks Jr. | Jerald Joseph Halverson, Mi... |
Feb. 2, 2018
Dec. 6, 2017 |
|
Securities
Securities Fraud
Verdict:
$650,000
|
$650,000
|
City of Marysville General ... |
Dec. 22, 2012
Nov. 2, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Permanent Injunction Granted |
Securities and Exchange Com... |
May 17, 2014
Oct. 1, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$70,000,000
|
$70,000,000
|
William H. Alsup | SEB Investment Management A... |
Oct. 29, 2021
Oct. 7, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Susan L. Greenberg | In re: Tintri Inc. Securiti... |
Dec. 20, 2024
Jan. 11, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$23,761
|
$23,761
|
Securities and Exchange Com... |
Jul. 30, 2011
Jun. 8, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$30,000,000
|
$30,000,000
|
Jon S. Tigar | In re: Splunk Inc. Securiti... |
Sep. 22, 2023
Feb. 7, 2023 |
|
Securities
Securities Exchange Act
Verdict:
$150,000,000
|
$150,000,000
|
James Donato | In re Zoom Securities Litig... |
Jan. 16, 2026
May 28, 2025 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Rackable Systems Inc.... |
Sep. 25, 2010
Sep. 8, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$1,030,545 (for Shemano Group) |
The Shemano Group Inc. (Cla... |
Oct. 27, 2007
Jul. 5, 2007 |
|
|
Securities
Securities Fraud
Verdict:
$1,250,000
|
$1,250,000
|
Beth L. Freeman | Spencer Wong, Individually ... |
Apr. 23, 2021
Mar. 25, 2021 |
|
Securities
Sex Discrimination
Verdict:
$78,262
|
$78,262
|
Wendy Austin Rea v. Wedbush... |
Dec. 18, 2010
Nov. 11, 2010 |
|
|
Securities
Breach of Contract
Verdict:
$8,011,530
|
$8,011,530
|
Amit Gupta v. Morgan Stanle... |
Sep. 21, 2013
Aug. 29, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Donald A. Bowman, Eileen H.... |
Apr. 4, 2015
Feb. 9, 2015 |
|
|
Securities
Breach of Promissory Note
Verdict:
$210,532
|
$210,532
|
Confidential |
Apr. 14, 2007
Jan. 17, 2007 |
|
|
Securities
Fraud
Verdict:
$500,000
|
$500,000
|
William Quiros v. Merrill L... |
Dec. 18, 2010
Nov. 17, 2010 |
|
|
Securities
Securities Fraud |
Dismissal | Charles R. Breyer | Huei-Ting Kang, individuall... |
Sep. 22, 2023
Apr. 27, 2023 |
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Maine State Retirement Syst... |
Dec. 18, 2010
Nov. 4, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,500,000
|
$3,500,000
|
Phyllis J. Hamilton | In re K12 Inc. Securities L... |
Apr. 12, 2019
Feb. 14, 2019 |
|
Securities
Expungement |
Expungement Denied | Michael John Florio | Aaron A. DelSignore v. UBS ... |
Feb. 2, 2018
Dec. 28, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Kenneth A. Schilling, Lesle... |
Jun. 21, 2014
Jun. 3, 2014 |
|
|
Securities
Negligence
Verdict:
$17,500,000
|
$17,500,000
|
In re Aqueous Film-Forming ... |
Apr. 30, 2021
Mar. 29, 2021 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Marvin Antonowsky, Antonows... |
Jun. 30, 2012
Jun. 4, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Letitia McKee Cooper, Coope... |
Feb. 4, 2017
Nov. 15, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,977,840
|
$2,977,840
|
Securities and Exchange Com... |
Dec. 13, 2008
Jan. 22, 2008 |
|
|
Securities
Commodities
Verdict:
$85,000,000
|
$85,000,000
|
Minneapolis Firefighters' R... |
Sep. 15, 2012
Jul. 23, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$5,498,941
|
$5,498,941
|
John W. Holcomb | Securities and Exchange Com... |
Jun. 18, 2021
May 20, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$6,215
|
$6,215
|
Vincent R. and Tracie D. He... |
Oct. 29, 2011
Oct. 7, 2011 |