58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Verdict:
$2,536
|
$2,536
|
Thomas B. Wilson v. Morgan ... |
Apr. 17, 2020
Feb. 7, 2020 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Oct. 20, 2012
Sep. 19, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Fred Hetzel v. Alpha Omega ... |
Feb. 14, 2015
Apr. 7, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$54,248,374
|
$54,248,374
|
David O. Carter | Hsingching Hsu, individuall... |
Feb. 24, 2023
Aug. 2, 2022 |
|
Securities
Expungement |
Expungement | George L. Tindall | Troy Nicholas Tremblay v. C... |
Mar. 15, 2019
Jan. 14, 2019 |
|
Securities
Breach of Promissory Note
Verdict:
$175,734
|
$175,734
|
Ameriprise Financial Servic... |
Apr. 26, 2014
Mar. 28, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Injunction |
Securities and Exchange Com... |
Apr. 9, 2016
Mar. 1, 2016 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Lewis Wilder, as Trustee fo... |
Oct. 18, 2014
Mar. 31, 2014 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
John Shishko Revocable Trus... |
Jan. 25, 2014
Jan. 6, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$189,000,000
|
$189,000,000
|
Roger T. Benitez | Austin Dicker, individually... |
May 23, 2025
Sep. 4, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$477,867
|
$477,867
|
Alison Gordon, as Successor... |
Jan. 29, 2011
Dec. 31, 2010 |
|
|
Securities
Breach of Implied Covenant of Good Faith and Fair Dealing |
Respondent | David J. Anderson | Joseph Manuel Focil v. Well... |
Jan. 12, 2018
Aug. 17, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Karyn L. Seibert v. Paul J.... |
Feb. 6, 2016
Nov. 3, 2015 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Lee Alfred Tripodi v. Worth... |
Jun. 8, 2013
May 20, 2013 |
|
|
Securities
Fraud
Verdict:
$726,000
|
$726,000
|
Michael L. Stern | Linda Wang v. Charles Xue |
Sep. 3, 2005
Apr. 6, 2005 |
|
Securities
Suitability
Verdict:
-$1
|
-$1
Mixed Decision |
Reuben Vollmer v. Genesis C... |
May 2, 2015
Mar. 19, 2015 |
|
|
Securities
Expungement |
Expungement | Michael Shawn Bakos v. Fide... |
Apr. 17, 2020
Feb. 3, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$100,000,000
|
$100,000,000
|
In re HP Securities Litigation |
Jul. 18, 2015
Jun. 9, 2015 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Scott Lambert, Laura Lamber... |
Mar. 15, 2014
Feb. 11, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
Frank J. Fosbre Jr., indivi... |
Jan. 28, 2017
Jan. 3, 2017 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Aramis Seferian v. Antonio ... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Beth M. Goldman, Jay Boekel... |
Jun. 18, 2011
May 4, 2011 |
|
|
Securities
Expungement |
Claimant | Nicholas V. Economos v. Mer... |
Nov. 1, 2019
Sep. 16, 2019 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Andrew Charles Gall v. UBS ... |
May 23, 2015
Mar. 13, 2015 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Preliminary Injunction Denied |
Robert Masters, individuall... |
Mar. 15, 2014
Feb. 12, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Georgia Alexander v. Citigr... |
Dec. 14, 2013
Apr. 10, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Louise Leon v. Dale William... |
Jan. 19, 2013
Dec. 21, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$2,000,000
|
$2,000,000
|
Maxine M. Chesney | Ajay Malhotra, individually... |
Dec. 31, 2020
Nov. 6, 2020 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jamal Abdul-Kabir, Joyce L.... |
Oct. 20, 2012
Sep. 25, 2012 |
|
|
Securities
Securities Fraud |
Defense | Yvonne Gonzalez Rogers | Christopher Hamilton, et al... |
Apr. 30, 2021
Apr. 5, 2021 |