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58204 Rulings

Topic Case Name Published / Result

Securities

Securities
Violations of Exchange Act
Verdict: $3,000,000
In re Wonder Auto Technolog... Feb. 9, 2013
    Jan. 15, 2013
Securities
Expungement
Anthony Claude Marcello III... Mar. 15, 2019
    Jan. 19, 2019
Securities
Securities Fraud
In re Wells Fargo & Company... Mar. 4, 2022
    Feb. 7, 2022
Securities
Breach of Fiduciary Duty
Verdict: $437,626
Manuel Bernal, Jean Bernal,... Oct. 22, 2011
    Jul. 25, 2011
Securities
Breach of Fiduciary Duty
Verdict: -$1
Robert R. Banks, Robert R. ... Oct. 22, 2011
    Jul. 22, 2011
Securities
Securities Exchange Act
Verdict: $900,000
Bar Mandalevy, individually... Mar. 11, 2022
    Jan. 31, 2022
Securities
Violation of the Securities Act
Verdict: $14,000,000
Linda Wong, individually an... Feb. 8, 2014
    Oct. 4, 2013
Securities
Breach of Fiduciary Duty
Verdict: -$1
Joseph E. Czarnecki, Nancy ... Feb. 8, 2014
    Jan. 14, 2014
Securities
Securities Fraud
Verdict: $8,750,000
Samuel Hildenbrand, on beha... Feb. 8, 2014
    Mar. 1, 2013
Securities
Securities Fraud
Verdict: $20,000,000
Bhushan Athale, individuall... Feb. 8, 2014
    May 16, 2013
Securities
Employment
Verdict: -$1
Merrill Lynch, Pierce, Fenn... Feb. 1, 2014
    Jan. 10, 2014
Securities
Securities Fraud
Verdict: $31,600,000
Louisiana Municipal Police ... Feb. 8, 2014
    Nov. 14, 2013
Securities
Breach of Fiduciary Duty
Verdict: -$1
James Elist, Emil Halimi, G... Nov. 20, 2010
    Oct. 21, 2010
Securities
Breach of Fiduciary Duty
Verdict: -$1
Charles Schwab & Co. Inc. v... Nov. 20, 2010
    Oct. 20, 2010
Securities
Breach of Fiduciary Duty
Verdict: $80,000
Securities and Exchange Com... Nov. 20, 2010
    Oct. 22, 2010
Securities
Suitability
Verdict: -$1
Martin Brookes v. Matthew J... Sep. 22, 2012
    Aug. 30, 2012
Securities
Stocks
Verdict: $329,239
Joan Kushner, Michael Eggim... Sep. 22, 2012
    Aug. 30, 2012
Securities
Breach of Fiduciary Duty
Verdict: $7,250,000
West Palm Beach Police Pens... Mar. 31, 2012
    Jan. 13, 2012
Securities
Breach of Contract
Justin Williams v. J.P. Mor... Apr. 12, 2019
    Feb. 20, 2019
Securities
Expungement
Matthew Martin Howley v. Me... Apr. 5, 2019
    Mar. 4, 2019
Securities
Securities Exchange Act
Sofia Zoumboulakis v. Richa... Nov. 3, 2017
    Sep. 22, 2017
Securities
Professional Malpractice
Verdict: $4,500,000
In re: Wireless Facilities ... May 16, 2009
    Aug. 29, 2008
Securities
Securities Fraud
Verdict: -$1
Philip Ashburn, Connie John... Feb. 16, 2013
    Jan. 31, 2013
Securities
Expungement
Adam Scot Goldstein v. Amer... Mar. 1, 2019
    Dec. 28, 2018
Securities
Unfair Business Practices
Verdict: $108,000
Willie L. Benning v. Cambri... Jan. 17, 2015
    Jul. 30, 2014
Securities
Breach of Fiduciary Duty
Larry Haberkorn v. Wells Fa... Sep. 1, 2017
    Jun. 22, 2017
Securities
Securities Fraud
Verdict: $16,250,000
Marcelo Cunha v. Hansen Nat... Aug. 16, 2014
    Jul. 28, 2014
Securities
Breach of Fiduciary Duty
William and Henry Associate... Mar. 1, 2019
    Jan. 7, 2019
Securities
Breach of Fiduciary Duty
Verdict: -$1
Janelle Hansen, Janelle Han... Aug. 16, 2014
    Jul. 22, 2014
Securities
Breach of Fiduciary Duty
Verdict: -$1
Dr. Byron Crawford v. Rober... Aug. 16, 2014
    Jul. 24, 2014