58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Stocks
Verdict:
-$1
|
-$1
Dismissal |
Christopher D. White v. Ric... |
Feb. 15, 2014
Jan. 28, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claimants |
Friedman, et al. v. Brewste... |
Feb. 12, 2011
Jan. 7, 2011 |
|
|
Securities
Fraud
Verdict:
$2,600,000
|
$2,600,000
|
Bruce Belodoff v. Netlist I... |
Nov. 27, 2010
Nov. 18, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable agreement |
Booth Family Trust, on beha... |
Dec. 24, 2010
Aug. 19, 2010 |
|
|
Securities
CLRA
Verdict:
-$1
|
-$1
Defense |
William Hahn, Jeane Hahn v.... |
Nov. 27, 2010
Oct. 18, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Matt Lichtenberg, David Liv... |
Dec. 4, 2010
Nov. 11, 2010 |
|
|
Securities
Fraud
Verdict:
$358,151
|
$358,151
|
Securities and Exchange Com... |
Oct. 13, 2012
Aug. 17, 2012 |
|
|
Securities
Stocks
Verdict:
$1,400,000
|
$1,400,000
|
Sandra Lifschitz v. NextWav... |
Sep. 8, 2012
Jun. 20, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
William Condon v. Kovack Se... |
Jun. 23, 2012
May 3, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
NAK Investments LLC v. Horm... |
Jun. 23, 2012
May 7, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$1,900,000
|
$1,900,000
|
Securities and Exchange Com... |
Jul. 28, 2012
May 8, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
In Re: BofI Holding Inc. Sh... |
Mar. 25, 2017
Mar. 1, 2017 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Alan Barrett, Margaret Barr... |
Apr. 1, 2017
Jan. 7, 2017 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Bruce Vazzana, Ann Vazzana,... |
Mar. 25, 2017
Jan. 13, 2017 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Lyn Freeman, individually a... |
Mar. 25, 2017
Jan. 25, 2017 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Edward Wayne Butowsky v. Mo... |
Mar. 25, 2017
Jan. 27, 2017 |
|
|
Securities
Securities Fraud
Verdict:
$440,520
|
$440,520
|
Richard W. Strang v. Robert... |
Mar. 25, 2017
Feb. 3, 2017 |
|
|
Securities
Expungement |
Expungement | Kent Douglas Kuhlmann v. LP... |
Mar. 20, 2020
Nov. 26, 2019 |
|
|
Securities
Sex Discrimination
Verdict:
$78,262
|
$78,262
|
Wendy Austin Rea v. Wedbush... |
Dec. 18, 2010
Nov. 11, 2010 |
|
|
Securities
Fraud
Verdict:
$500,000
|
$500,000
|
William Quiros v. Merrill L... |
Dec. 18, 2010
Nov. 17, 2010 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Maine State Retirement Syst... |
Dec. 18, 2010
Nov. 4, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,977,840
|
$2,977,840
|
Securities and Exchange Com... |
Dec. 13, 2008
Jan. 22, 2008 |
|
|
Securities
Fraud
Verdict:
$4,023,950
|
$4,023,950
|
U.S. Securities and Exchang... |
Nov. 1, 2008
Jan. 29, 2008 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$510,889
|
$510,889
|
Negotiart of America Inc. v... |
Mar. 1, 2014
Feb. 6, 2014 |
|
|
Securities
Unfair Competition
Verdict:
-$1
|
-$1
Respondent |
Wells Fargo Advisors LLC v.... |
May 4, 2013
Apr. 18, 2013 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal with leave to amend |
Thomas J. Primo v. Pacific ... |
May 4, 2013
Apr. 15, 2013 |
|
|
Securities
Expungement |
Claimant | Jonathan Beukelman, Mark Ge... |
Jan. 10, 2020
Oct. 25, 2019 |
|
|
Securities
Fraud
Verdict:
$15,500,000
|
$15,500,000
|
In re Syncor International ... |
Mar. 14, 2009
Oct. 8, 2008 |
|
|
Securities
Expungement |
Expungement | Herbert Liberman | Alvin Sanders v. Ameriprise... |
Feb. 16, 2018
Dec. 6, 2017 |
|
Securities
Expungement |
Claimant | Brian J. Rener v. UBS Finan... |
Jan. 10, 2020
Oct. 28, 2019 |