58204 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act
Verdict:
$49,965
|
$49,965
|
Jesus G. Bernal | Securities and Exchange Com... |
Oct. 30, 2020
Sep. 3, 2020 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Hung Hoang v. TD Ameritrade... |
Nov. 21, 2009
Jul. 20, 2009 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$574,021/Equitable relief on cross-complaint |
Wells Fargo Investments LLC... |
Nov. 14, 2009
Jul. 26, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$110,000
|
$110,000
|
Irma T. Agee, individually ... |
Oct. 24, 2009
Jul. 16, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Nancy Jokerst, Rev. William... |
Nov. 14, 2009
Jul. 22, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$4,354,790
|
$4,354,790
|
Wedbush Morgan Securities I... |
Nov. 14, 2009
Jul. 20, 2009 |
|
|
Securities
Fraud
Verdict:
$1,688,000
|
$1,688,000
|
Lanfear Capital Advisers LL... |
Oct. 17, 2009
Jul. 6, 2009 |
|
|
Securities
Expungement |
Expungement | Barbara M. Zak | Antoine Nabih Souma v. UBS ... |
Apr. 19, 2019
Feb. 4, 2019 |
|
Securities
Expungement |
Expungement | Robert E. Jenks Jr. | Jerald Joseph Halverson, Mi... |
Feb. 2, 2018
Dec. 6, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Preliminary Injunction Granted |
Securities and Exchange Com... |
Dec. 6, 2014
Nov. 10, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Randy Greene, Tanya Greene ... |
Dec. 13, 2014
Nov. 12, 2014 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Arthur Young Cooper, David ... |
May 2, 2015
Mar. 27, 2015 |
|
|
Securities
Securities Exchange Act |
Dismissal | Edward J. Davila | In re Facebook Inc. Securit... |
Jan. 7, 2022
Dec. 20, 2021 |
|
Securities
Expungement |
Expungement Denied | Michael John Florio | Aaron A. DelSignore v. UBS ... |
Feb. 2, 2018
Dec. 28, 2017 |
|
Securities
Fraud
Verdict:
$18,000,000
|
$18,000,000
|
In Re Rambus Inc. Securitie... |
Oct. 13, 2007
Jun. 29, 2007 |
|
|
Securities
Securities Fraud
Verdict:
$16,000,000
|
$16,000,000
|
Lucy H. Koh | SEB Investment Management A... |
Dec. 30, 2021
Nov. 2, 2021 |
|
Securities
Breach of Contract
Verdict:
$115,000
|
$115,000
|
Jessica Andrews-Kunst v. Ch... |
Jun. 23, 2012
May 4, 2012 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Defense |
Alpert, et. al. v. Stewart ... |
Oct. 26, 2013
Oct. 8, 2013 |
|
|
Securities
Commodities |
Dismissal | Jeffrey S. White | Sung Kim, et al. v. Allakos... |
Mar. 24, 2023
Dec. 6, 2022 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Equitable Settlement |
Casey v. Sybase Inc., et al. |
Jul. 23, 2011
Jun. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Kurt Bochner, individually ... |
Oct. 1, 2011
Jul. 20, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Daniel B. Levine, Stacy B. ... |
Apr. 5, 2014
Mar. 20, 2014 |
|
|
Securities
Securities Fraud |
Defense | Edward M. Chen | Mark Habelt, et al. v. iRhy... |
Oct. 7, 2022
Mar. 8, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$7,700,000
|
$7,700,000
|
Construction Workers Pensio... |
Apr. 5, 2014
Mar. 17, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal in part |
In Re Violin Memory Securit... |
Nov. 22, 2014
Oct. 31, 2014 |
|
|
Securities
Foreign Corrupt Practices Act
Verdict:
$55,000,000
|
$55,000,000
|
In the Matter of Bio-Rad La... |
Nov. 29, 2014
Nov. 3, 2014 |
|
|
Securities
Negligence
Verdict:
$309,750
|
$309,750
|
Paul Azarian, Loreta Azaria... |
Apr. 12, 2014
Mar. 21, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,300,000
|
$3,300,000
|
In Re Maxwell Technologies ... |
Nov. 22, 2014
Nov. 3, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$43,288,700
|
$43,288,700
|
Securities and Exchange Com... |
Jun. 14, 2014
May 23, 2014 |
|
|
Securities
Securities Exchange Act |
Defense | Phyllis J. Hamilton | Reena Saintjermain, individ... |
Nov. 18, 2022
Feb. 14, 2022 |