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Name Category Published
State of California ex. rel. Bartlett v. Miller
SEC filing disclosing club's allegedly wrongful conduct does not trigger California False Claims Act's public disclosure bar, thereby requiring reversal of trial court's dismissal. 		Securities Jan. 21, 2016
McGee v. China Electric Motor
Failure to explain basis for attorney fee award is abuse of discretion resulting in vacated award and remand to allow for recalculation plus detailed explanation. 		Securities Jan. 19, 2016
U.S. v. Salman
Ninth Circuit not bound by Second Circuit's ruling in <EM>United States v. Newman</EM> establishing standard of evidence for insider information tipper/tippee relationship. 		Securities Jul. 6, 2015
Tibble v. Edison International
Beneficiaries' lawsuit asserting pension plan was managed imprudently is not barred by statute of limitations because trustee has continuing duty to exercise prudence. 		Securities May 18, 2015
Omnicare Inc. v. Laborers District Council Construction Industry Pension Fund
Company’s legal-compliance opinion statement does not create liability under Securities Act merely because it ultimately proved to be incorrect. 		Securities Mar. 24, 2015
Feresi v. The Livery LLC
Managing member’s perfected security interest in LLC does not take priority over prior, unperfected interest due to manager’s breach of fiduciary duty. 		Securities Jan. 9, 2015
Feresi v. The Livery LLC
Managing member’s perfected security interest in LLC does not take priority over prior, unperfected interest due to manager’s breach of fiduciary duty. 		Securities Dec. 17, 2014
Oregon Public Employees Retirement Fund v. Apollo Group Inc.
Investors may not maintain class action against company for allegedly making false and misleading statements where statements constituted mere puffery. 		Securities Dec. 17, 2014
Overstock.com Inc. v. Goldman Sachs & Co.
Merrill Lynch Professional Clearing Corp. may be liable for engaging in market manipulation for taking active, direct role in trading schemes of its client. 		Securities Nov. 25, 2014
Overstock.com Inc. v. Goldman Sachs & Co.
Merrill Lynch Professional Clearing Corp. may be liable for engaging in market manipulation for taking active, direct role in trading schemes of its client. 		Securities Nov. 13, 2014
Cohen v. NVIDIA Corp.
Investors may not bring securities fraud action against semiconductor company where alleged failure to disclose known defects in products did not show required intent. 		Securities Oct. 2, 2014
Loos v. Immersion Corp.
Company’s announcement of investigation into revenue recognition practices is insufficient, standing alone, to establish loss causation for securities class action. 		Securities Sep. 11, 2014
Loos v. Immersion Corp.
Company’s announcement of investigation into revenue recognition practices is insufficient, standing alone, to establish loss causation for securities class action. 		Securities Aug. 7, 2014
Petrie v. Electronic Game Card Inc.
Investors may add new allegations to securities fraud action based on materials subpoenaed before defendant gave notice of intent to move for judgment on pleadings. 		Securities Jul. 30, 2014
Hasso v. Hapke
Investment groups are not liable for fraudulent conveyance based on exercise of ‘unwinding’ option in contribution agreement where option was clearly documented. 		Securities Jul. 16, 2014
Police Retirement System of St. Louis v. Intuitive Surgical Inc.
Purchasers of robotic device company’s stock cannot maintain securities fraud action based on its forward-looking statements or garden-variety corporate optimism. 		Securities Jul. 16, 2014
Halliburton Co. v. Erica P. John Fund Inc.
Halliburton may use price impact evidence to rebut presumption of reliance on misrepresentations in challenging propriety of class treatment in securities fraud action. 		Securities Jun. 23, 2014
Hasso v. Hapke
Investment groups are not liable for fraudulent conveyance based on exercise of ‘unwinding’ option in contribution agreement where option was clearly documented. 		Securities Jun. 19, 2014
Goldman, Sachs & Co. v. City of Reno
Goldman Sachs does not need to submit dispute with city to FINRA, because both parties agreed to forum selection clause, which superseded obligation to arbitrate. 		Securities Apr. 1, 2014
Chadbourne & Parke LLP v. Troice
Private investors, who were scammed by Ponzi scheme run by Allen Stanford, may assert state law claims in their class actions against him. 		Securities Feb. 27, 2014
Reese v. Malone
BP shareholders get second chance at securities fraud class action in connection with misleading statements about 2006 oil spills on Alaskan tundra. 		Securities Feb. 14, 2014
World Trade Financial Corp. v. SEC
Securities broker-dealer is liable for sales of unregistered stock due to failure to diligently question origins of shares, despite several red flags. 		Securities Jan. 17, 2014
Nuveen Municipal High Income Opportunity Fund v. City of Alameda
City of Alameda dodges investment fund’s lawsuit based on $10 million loss in securities following failed expansion of electrical system to include Internet. 		Securities Sep. 20, 2013
SEC v. CMKM Diamonds Inc.
Transfer agent may not be liable for selling company's unregistered securities by issuing shares based on attorney opinion letters. 		Securities Sep. 11, 2013
Hildes v. Arthur Andersen LLP
Director of software company may sue directors of another company for overstating revenue and inflating stock prices before companies merged. 		Securities Aug. 19, 2013
Salameh v. Tarsadia Hotel
Purchasers of condominium units in mixed-use San Diego Hard Rock Hotel may not sue for securities violations because they were not sold securities. 		Securities Aug. 14, 2013
Dennis v. Hart
Federal court must send entire shareholder derivative suit back to state court, even if suit followed vote on executive compensation under federal Dodd-Frank Act. 		Securities Aug. 1, 2013
AREI II Cases
Investors in senior housing facility have claim against investment bankers who were aware company did not disclose its owner’s felony conviction. 		Securities May 30, 2013
Ronay Family Limited Partnership v. Tweed
Investment firm may enforce FINRA arbitration clause against investor as agent of securities broker, even though broker became defunct. 		Securities May 24, 2013
Petzschke v. Century Aluminum Co.
Purchasers of aftermarket shares of stock cannot sue company because they failed to adequately allege purchases were traceable to secondary offering. 		Securities Apr. 18, 2013
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