Government
Sep. 4, 2015
Pay-to-play rule sticks around for 2016
Last month, the D.C. Circuit threw out a challenge to the Securities and Exchange Commission "pay-to-play" rule for investment advisers. By Jason A. Abel
On Aug. 25, the U.S. Court of Appeals for the D.C. Circuit threw out a challenge to
the Securities and Exchange Commission "pay-to-play" rule for investment advisers.
While most of the initial discussion surrounding New York Republican State Committee and Tennessee Republican Party v. SEC focused on the merits of SEC Rule 206(4)-5, the Court of Appeals decided the case
on procedur...
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